IIA IIA-CFSA-BANK Q&A - in .pdf

  • IIA-CFSA-BANK pdf
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Sep 05, 2026
  • Q & A: 0 Questions and Answers
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  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
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  • Updated: Sep 05, 2026
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  • IIA-CFSA-BANK Testing Engine
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Sep 05, 2026
  • Q & A: 0 Questions and Answers
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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Regulatory Environment15%- Banking regulations and compliance
  • 1. Regulatory agencies and oversight
    • 2. Capital adequacy and risk management requirements
      • 3. Anti-money laundering requirements
        • 4. Consumer protection regulations
          Topic 2: Financial Services Auditing25%- Risk assessment and audit planning
          • 1. Internal control evaluation
            • 2. Audit engagement planning
              • 3. Financial services risk identification
                Topic 3: Auditing Financial Services Processes15%- Operational auditing
                • 1. Fraud prevention and detection
                  • 2. Information systems and technology controls
                    • 3. Deposit operations
                      • 4. Loan processing
                        Topic 4: Banking Discipline20%- Banking-specific knowledge
                        • 1. Bank governance and regulatory expectations
                          • 2. Interest rate risk
                            • 3. Liquidity risk
                              • 4. Capital management
                                • 5. Credit risk management
                                  • 6. Asset and liability management
                                    Topic 5: Auditing Financial Services Products25%- Banking products and services
                                    • 1. Investment and trust services
                                      • 2. Commercial lending
                                        • 3. Retail banking
                                          • 4. Treasury and cash management
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